Regulation

Articles

26 Jul 2023

SRA publishes annual reports

The suite of reports into the operational work of the Solicitors Regulation Authority covers areas including education and training, enforcement, approval of new firms and solicitors, and the activity of the compensation fund.

25 Jul 2023

Navigating India’s investment landscape

While India offers many attractive investment opportunities, there are various regulatory factors to be aware of

21 Jul 2023

Your business benefits from embracing whistleblowers

Jan Stappers looks at how robust compliance programmes can improve both a company's reputation and its bottom line

20 Jul 2023

Corporate Governance Code: a missed opportunity?

The FRC's proposals for overhauling the UK Corporate Governance Code are a backwards step from what was first envisaged, says Paul Brehony.

18 Jul 2023

Two solicitors join Insolvency Rules Committee

The Lord Chancellor has approved the appointment of Robert Paterson and Alexander Wood as solicitor members of the Insolvency Rules Committee.

17 Jul 2023

National Audit Office to scrutinise FCA

The UK's independent public spending watchdog is to look into how effectively the Financial Conduct Authority is carrying out its role.

5 Jul 2023

FCA investigates Crispin Odey

The UK's Financial Conduct Authority is looking into whether hedge fund manager Crispin Odey is a 'fit and proper person' to work in financial services.

30 Jun 2023

Increase in ‘hybrid’ scams

Fraudsters are often based overseas compounding the difficulty of redress via criminal means or otherwise